Our Capabilities
Chenery Compliance Group regulatory compliance solutions provide continuous support for your compliance program. These solutions and support services are configured and implemented by our senior compliance officers, seasoned by their investment industry and Chief Compliance Officer role experiences.
-
Designated CCO
Designated Chief Compliance Officer
Policies and Procedures
Annual Testing and Remediation
Code of Ethics Administration
Onsite Compliance Training
Regulatory Reporting
Cybersecurity and Risk Assessment
Regulatory Inquiry Support
Electronic Communications Review
Marketing Material Review
Ad Hoc Compliance Issues
-
Support CCO
Policies and Procedures
Annual Testing and Remediation
Code of Ethics Administration
Onsite Compliance Training
Regulatory Reporting
Cybersecurity and Risk Assessment
Regulatory Inquiry Support
Electronic Communications Review
Marketing Material Review
-
Compliance Projects
Compliance regulation is anything but crystal clear. Our key objective is to help you understand your risk and design forward-looking programs through comprehensive support. We offer a variety of projects, ranging from a Mock SEC Exam to an SEC Registration.
-
Custom Solutions
We build custom programs that are tailored specifically to your dynamic business, investment and regulatory environment.
